Sarbanes-Oxley (SOX)

We assist clients with streamlining their compliance approach by creating a sustainable program that involves the strengthening of internal controls and reduction of long-term compliance costs. This customized road map will identify your immediate priorities, planned improvements, and long-term strategic improvements all within a designated timetable.

Our SOX compliance methodology is formed by industry-recognized frameworks and executed from the top-down. This risk-based approach helps organizations to effectively and efficiently adapt to the ongoing changes in today’s business environment while allowing the opportunity to spend more time focusing on what is most important to you and your investors.

Our approach to SOX compliance provides:

  • Access to internal control documentation and testing expertise without adding permanent staff
  • Project management that minimizes distractions while the Section 404 compliance effort is in progress
  • Access to information technology control consultants
  • Extensive risk-based internal audit experience that supports process and control improvements beyond financial reporting

 

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John Williamson

Risk Advisory Partner

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Eric Lister

Risk Advisory Senior Manager

Other services include: